SPECIAL ISSUE PAPERS
Foreword
Thin films play a critical role in a large number of advanced technologies. In microelectronics, optics, protective coatings and magnetic storage, to name but a few, thin film issues impact every level of technology, from quality control on the production line to fabrication of new esoteric materials. In the future, continually increasing demands on performance will put even greater emphasis on understanding and precisely controlling the microstructure of these films. In addition, as device feature sizes approach (or are reduced below) the scale of the microstructure, new understanding and characterization techniques are required. Understanding and characterizing thin film processes were the focus of the "Evolution and Advanced Characterization of Thin Film Microstructures" symposium at the TMS 1997 Annual Meeting, Orlando, FL, February 9-13. The papers in this special issue were presented at this symposium. Several fundamental elements of thin film technology were highlighted: nucleation and growth, stresses and mechanical properties, evolution of microstructure, and morphology. The editors would like to thank the speakers/authors for the high quality of their presentations, which were instrumental to the success of the symposium, and for their efforts in the preparation of papers for this special issue. Part of this work was performed at Sandia National Laboratories and supported by the U.S. Department of Energy under contract DE-AC04-94AL85000.
Eric P. Kvam
Eric H. Chason
Steve M. Yalisov
Guest Editors
Molecular View of Diamond CVD Growth
C.C. BATTAILE,1 D.J. SROLOVITZ,1 and J.E. BUTLER2
1--Materials Science and Engineering, University of Michigan, Ann Arbor, MI 48109-2136. 2--Gas/Surface Dynamics Section, Code 6174, Naval Research Laboratory, Washington, DC 20375-0001
KEY WORDS
Computer simulation, chemical vapor deposition (CVD), diamond films, Monte Carlo
|
In this paper, we discuss the simulation of the chemical vapor deposition (CVD) of diamond films on the molecular scale. These simulations are performed using a kinetic Monte Carlo method that combines the surface chemistry that is important to diamond growth with an atomic-scale picture of the diamond surface and its evolving atomic structure and morphology. We address the determination of surface reaction kinetics and growth conditions from experiments and reactor-scale models, and the prediction of polycrystalline film texture and morphology from the molecular-scale results. The growth rates and the concentrations of incorporated point defects as a function of substrate temperature for {100}- and {111}-oriented diamond films are obtained from the molecular-scale growth simulations. The {100} growth rates increase with temperature up to 1200K and then decrease above this value. The {111} growth rates increase with temperature at all of the temperatures studied. The concentrations of point defects in the {100} and {111} films are low at substrate temperatures below 1200K, but increase substantially at higher temperatures. The growth efficiency, measured as the ratio of film growth rate to defect concentration, is maximum between 1100-1200K for both film orientations, suggesting that this temperature range is ideal for CVD diamond growth under the simulated growth conditions.
Surface and Interface Stress Effects on the Growth of Thin Films
R.C. CAMMARATA
Department of Materials Science and Engineering, Johns Hopkins University, Baltimore, MD 21218
KEY WORDS
Critical thickness, interface stress, surface stress, thin
film
|
Surface and interface stresses represent the work per unit area to stretch the surface of a solid. These types of stresses are discussed, emphasizing their relevance to thin film growth. In particular, the influence of these parameters on the critical thickness for epitaxy and for intrinsic thin film stress generation are considered.
Real-Time Stress Evolution During Si1-xGex Heteroepitaxy: Dislocations, Islanding, and Segregation
J.A. FLORO,1 E. CHASON,1 S.R. LEE,1 R.D. TWESTEN,1 R.Q. HWANG1 and L.B. FREUND2
1--Sandia National Laboratories, Albuquerque, NM 87185-1415. 2--Brown University, Division of Engineering, Providence, RI
KEY WORDS
Heteroepitaxy, islanding, roughening, SiGe, strain relaxation, surface segregation
|
We have used sensitive real-time measurements of film stress during Si1-xGex molecular beam epitaxy to examine strain relaxation due to coherent island formation, and to probe the kinetics of Ge surface segregation. We first describe our novel curvature-measurement technique for real-time stress determination. Measurements of the relaxation kinetics during high temperature Si79Ge21 growth on Si (001) are reported in which formation of highly regular arrays of [501]-faceted islands produce 20% stress relaxation. An island shape transition is also observed that reduces the effective stress by up to 50% without dislocations. Nonuniform composition profiles due to Ge surface segregation during growth of planar alloy films are determined with submonolayer thickness resolution from the real-time stress evolution. Up to two monolayers of Ge can segregate to the growth surface.
Adhesion of CVD TiN on 316L Surgical Stainless Steel Obtained in a Mass Transfer Regime
M.H. STAIA,1 E.S. PUCHI,1 and C. JULIA SCHMUTZ2
1--School of Metallurgy and Materials Science, Universidad Central de Venezuela, Apartado 49141, Caracas 1042-A, Venezuela. 2--Swiss Center for Electronics and Microtechnology Incorporated, P.O. Box 41, Neuchatel, Switzerland
KEY WORDS
Adhesion, coating, chemical vapor deposition (CVD), microscratch test, TiN
|
An investigation has been undertaken to study the adhesion of TiN coatings
deposited by using the CVD process at 900°C on surgical stainless steel. The
microscratch test method (CSEM) was employed to evaluate the coating adhesion.
Three scratches were performed at progressive load under the test conditions.
The observation of the surface damage by means of an optical microscope allowed
the determination of the critical load, defined as the smallest load at which
some recognizable adhesive failure event occurs. No acoustic emission
detections or frictional force fluctuations could be correlated with the
optical observations. An estimate of the work of adhesion was evaluated by
using different models presented in the literature and a satisfactory
description of the experimental data was obtained by means of the Bull, et al, model which indicated a value of W = 4 J.m-2. The failure criterion is then correlated with the detailed information obtained by using microscopic observation of the coatings along the scratch channel.
Some Further Microstructural Characteristics of Face-Centered Cubic Polycrystalline Metal Thin Films
VARUN V. SINGH,1 ALEXANDER H. KING,1 and GIRISH DIXIT2
1--Department of Materials Science and Engineering, State University of New
York at Stony Brook, Stony Brook, NY 11794-2275. 2--Semiconductor Process and
Device Center, Texas Instruments, Inc., 13536 N. Central Expressway, Dallas, TX
75243
KEY WORDS
Aluminum,gold, grain boundaries, grain boundary
character distribution, texture, thin films
|
We have made detailed observations of gold thin films and commercial
aluminum-copper alloy films, using transmission electron microscopy. All of the
films embody a strong <111> fiber texture. We have measured the
misorientation distributions for the grain boundaries in these films, and also
determined the "grain boundary character distribution" in terms of the
coincident site lattice model. We show that in spite of their apparent
similarity, these films embody significant differences in terms of these
measures.
Local Textures and Grain Boundaries in Voided Copper Interconnects
R.R. KELLER,1 J.A. NUCCI,2 and D.P. FIELD3
1--National Institute of Standards and Technology, Materials Reliability
Division, 325 Broadway, Boulder, CO 80303. 2--Cornell University, School of
Electrical Engineering, Phillips Hall, Ithaca, NY 14853. 3--TexSEM
Laboratories, Inc., 226 West 2230 North #120, Provo, UT 84604
KEY WORDS
Copper, grain boundary, texture, thin films
|
We have characterized grain boundary structures and local textures in stress
voided copper lines. Grain boundary misorientations as well as the tilt and
twist character of boundaries were measured using electron backscatter
diffraction in the scanning electron microscope in conjunction with focused ion
beam images. We have summarized data for a number of boundaries immediately
adjacent to voids and made comparisons to boundaries from regions that remained
intact. These data were acquired from the same lines, and so represent
measurements from material with identical histories. Significant local
variations in microstructure were observed. Local <111> textures of
grains near voids were of lower strength than those away from voids. Grain
boundaries intersecting voids were of higher angle character and had
significant twist components. These results suggest that local regions
associated with more favorable kinetics are more susceptible to void formation
and growth.
Elastic Modulus Measurement of Thin Film Using a Dynamic Method
YOUNGMAN KIM
Department of Metallurgical Engineering, Chonnam National University, Kwangju,
500-757, Korea
KEY WORDS
Beam vibration theory, elastic modulus, thin film
|
A two layer composite model was developed using a beam vibration theory and the
model was applied for measuring the Young's modulus of thin films. The Ti
coated Si wafer composites were produced by radio frequency magnetron
sputtering and used to test the developed model. The measured film modulus
using a dynamic method was checked with that using the static method utilizing
the pure bending of a cantilever composite beam. The film modulus values
measured in both methods were in good agreement. The film modulus values
for the specimens with different film thicknesses were also in good agreement
when they were measured by the same method.
Evolution of Grain Structure in Thin Film Reactions
K. BARMAK,1 J.M. RICKMAN,1 and C.
MICHAELSEN2
1--Department of Materials Science and Engineering, Lehigh University, 5 East
Packer Avenue, Bethlehem, PA 18015. 2--Institute for Materials Research, GKSS
Research Center, D-21502 Geesthacht, Germany
KEY WORDS
Grain structure, microstructure, niobium/aluminum,
polycrystalline, thin film reactions, thin films, titanium/aluminum
|
In this paper, we examine, both experimentally and theoretically, the kinetics
of formation and microstructure of product phases in thin film reactions, using
the Nb/Al and Ti/Al systems as our prototypes. The results of calorimetry and
microscopy studies are interpreted using simple kinetic and morphology models.
In particular, the kinetic models employed here focus on the nucleation and
growth components of the phase formation process and the morphology models
provide a starting point for the classification of product grain structures.
Stress Relaxation and Thermal Evolution of Film Properties in Amorphous Carbon
J.P. SULLIVAN, T.A. FRIEDMANN, and A.G. BACA
Sandia National Laboratories, Albuquerque, NM 87185
KEY WORDS
Amorphous carbon, electrical conductivity, stress relaxation,
thermal evolution
|
A model for the stress relaxation of amorphous carbon films containing high
concentrations of fourfold coordinated carbon is presented. The onset of stress
relaxation in these materials occurs following thermal annealing at
temperatures as low as 100°C, and near full stress relaxation occurs after
annealing at 600°C. The stress relaxation is modeled by a series of first
order chemical reactions which lead to a conversion of some fourfold
coordinated carbon atoms into threefold coordinated carbon atoms. The
distribution of activation energies for this process is derived from the
experimental measurements of stress relaxation and is found to range from 1 eV
to over 3 eV. Permanent increases in the electrical conductivity of the carbon
films are also found following thermal annealing. The electrical conductivity
is found to be exponentially proportional to the number of additional threefold
atoms which are created upon annealing, with the increase in threefold atom
concentration being deduced from the stress relaxation model. This indicates
that the increase in electrical conductivity and the stress relaxation
originate from the same fourfold to threefold conversion process and that
electrical transport through these films is dominated by a hopping conduction
process.
Glancing-Angle Ion Bombardment for Modification and Monitoring of Semiconductor Surfaces
J.G.C. LABANDA and S.A. BARNETT
Department of Materials Science and Engineering, Northwestern University,
Evanston, IL 60208-3108
KEY WORDS
Ion bombardment, ion scattering, semiconductor surfaces
|
Using glancing-angle ion bombardment for surface modification rather than
conventional near-normal incidence ions has the advantages of reducing damage
and implantation projected ranges, reducing channeling, reducing sputtering,
and preferentially removing surface asperities leading to flat surfaces. The
effect of bombardment conditions on the surface morphology and perfection of
GaAs (001), InP (001), and Si (001) surfaces are reported. Air-exposed surfaces
were cleaned and smoothened to near atomic flatness without damage under
optimal conditions. Sputtering yield, measured using film thicknesses and
changes in reflection high-energy electron diffraction oscillations, decreased
with decreasing incidence angle. The low sputtering yield and minimal damage
make a glancing-angle geometry ideal for real-time characterization by ion
scattering spectroscopy. Surface composition measurements on single monolayers
of InAs on GaAs showed that the glancing-angle Ar beam did not measurably
change the In coverage over relatively long times. A new ion beam monitoring
technique was also developed that utilizes the advantages of glancing-angle
ions. Specular scattering of 3 keV He ions was observed for incidence angles of
2-6° from GaAs (001). Oscillation in the specularly scattered ion current
during GaAs growth were observed with periods corresponding to monolayer growth
times. The oscillations allow a simple quantitative interpretation based on
scattering by adatoms and step edges.
Mechanisms of Strain Induced Roughening and Dislocation Multiplication in SixGe1-x Thin Films
D.E. JESSON,1 K.M. CHEN,1 S.J. PENNYCOOK,1 T. THUNDAT,2 and R.J. WARMACK2
1--Solid State Division, Oak Ridge National Laboratory, TN 37831-6030. 2--Health Sciences Research Division, Oak Ridge National Laboratory, TN
37831-6123
KEY WORDS
Heteroepitaxy, interface roughening, SiGe
|
We discuss the stress driven roughening transition of SixGe1-x thin films. In the case of annealed films, nucleation effects dominate the nature of the surface ripple which formed by a cooperative nucleation mechanism. Individual islands appear to nucleate via multilayer fluctuations. Faceting can however be suppressed at high supersaturations, resulting in a transition with characteristics of the Asaro-Tiller-Grinfeld instability. The relationship between morphological evolution and dislocation nucleation and multiplication is considered.
Spontaneous Lateral Composition Modulation in AlAs/InAs Short Period Superlattices Via the Growth Front
J. MIRECKI MILLUNCHICK,1 R.D. TWESTEN,1 S.R LEE,1 D.M. FOLLSTAEDT,1 E.D. JONES,1 S.P. AHRENKIEL,2 Y. ZHANG, 2H.M. CHEONG,2 and A. MASCARENHAS2
1--Sandia National Laboratory, Albuquerque, NM. 2--National Renewable Energy Laboratory, Golden, CO
KEY WORDS
Composition modulation, lateral modulation, superlattices
|
The spontaneous formation of lateral composition modulation in AlAs/InAs short
period superlattices on InP (001) substrates has been investigated.
Transmission electron microscopy and x-ray diffraction reciprocal space mapping
show that the lateral modulation is very regular, with a periodicity along the
[110] direction on the order of 180Å. A surprising result is that this
material system also exhibits a lateral modulation along the [] direction, with a periodicity of 330Å. Reflection high energy electron
diffraction performed during the deposition revealed that the reconstruction
changed from (2 x 1) during the InAs deposition cycle to (1 x 2) during the
AlAs cycle, which may be related to the presence of the modulation in both
<110> directions. High magnification transmission electron micrographs
show that the surface is undulated and that these undulations correlate
spatially with composition modulation. Detailed analysis of the images shows
that the contrast observed is indeed due to composition modulation.
Photoluminescence from the modulated layer is strongly polarized and
red-shifted by 220 meV.
Structural Stability of Low Temperature Grown InGaAs/GaAs Heterostructure
CHANRO PARK,1 C.G. PARK,1 CHAE-DEOK LEE,2 and
S.K. NOH2
1--Department of Materials Science and Engineering, Pohang University of
Science and Technology, Pohang, Kyungbuk 790-784 Korea. 2--Materials Evaluation
Center, Korea Research Institute of Standards and Science
KEY WORDS
As precipitate, dislocation generation, low temperature
growth
|
InGaAs/GaAs superlattice was grown by molecular beam epitaxy (MBE) on GaAs
(100) substrate at low substrate temperature (250°C). The as-grown
superlattice sample was then annealed at various temperatures for 10 min. The
as-grown superlattice was pseudomorphic and stable up to 800°C annealing.
Annealing at 850°C or higher temperatures, however, caused strain relaxation
accompanying with dislocation generation at the As precipitate. Dislocation
generation at the As precipitate was influenced by two factors. The one is
lattice mismatch between GaAs and As precipitate, and the other is elastic
interaction force acting on the As precipitate.
Fatigue-Creep Crack Propagation Path in Solder Joints Under Thermal Cycling
D.R. LIU and YI-HSIN PAO
Ford Research Laboratory, Ford Motor Company, 20000 Rotunda Drive, Dearborn, MI
48121
KEY WORDS
Crack propagation, scanning electron microscopy, solder joint,
thermal fatigue-creep
|
The present study investigates the thermal fatigue crack propagation path in a
eutectic solder joint between a 2512 leadless chip resistor and a printed
wiring board which had experienced thermal cycling between -55 and 125°C.
This was achieved through the microstructural examination of fractured surfaces
of the joints. Patches of finely spaced striations were observed in a
predominant shear strain field in the joints. These striations were attributed
to the tensile strain components in the field and used to add the
identification of the fatigue crack propagation direction. It was observed that
cracks did not simply propagate across the depth of the joint from the inner
end (the heel) to the outer end (the toe) in the longitudinal direction, but
from a corner point on the free edge of the heel to the center across the joint
depth, making an angle of about 70° with respect to the longitudinal
direction.
Analysis of Iodine Incorporation in MBE Grown CdTe and HgCdTe
A. PARIKH, S.D. PEARSON, B.K. WAGNER, and C.J. SUMMERS
Quantum Microstructures Laboratory, Georgia Tech Research Institute, Atlanta,
GA 30332
KEY WORDS
CdTe, HgCdTe, iodine, molecular beam epitaxy (MBE)
|
A study is reported of the dynamics of dopant incorporation in iodine doped
CdTe. Using a mathematical formulation, the iodine doping profiles in CdTe and
HgCdTe have been fitted to experiment to obtain material parameters such as the
bulk and surface diffusion and the segregation energy. Dopant profile fitting
showed that iodine diffusion was insignificant and gave an iodine segregation
energy of 0.6 eV and a surface diffusivity enhancement factor of 300 at a
growth temperature of 230°C. The model was used to determine the effect of
the growth rate and temperature for particular growth conditions.
Electromigration in Aluminum/Silicon/Copper Metallization Due to the Presence of a Thin Oxide Layer
K.A. KOH1 and S.J. CHUA2
1--Brooktree Pte, No 1. Kallang Sector, #07-04, Kolam Ayer Industrial Park,
Singapore 1334. 2--Centre for Optoelectronics, Department of Electrical
Engineering, National University of Singapore, Kent Ridge, Singapore 0511
KEY WORDS
Al/Si/Cu, electromigration, metallization
|
The effect of a thin layer of SiO2 (50 nm) on the electromigration
behavior of Al/0.8wt.%Si/0.5wt.%Cu metallization, passivated by spin-on-glass,
phosphorus silicate glass and silicon nitride as part of the complementary
metal oxide semiconductor technology fabrication process was studied. It is
found that voids were formed along the edge of the metallization line as
opposed to formation at triple point of grain boundaries. At the same stress
current of 1 x 106 A/cm2, thicker metallization layer
(600 nm) showed an improvement in median time to failure (MTF) (1.4 times) with
smaller void size (0.2 to 0.4 µm) over one without an underlying oxide, whereas
if the metallization thickness is thin (300 nm), the MTF is degraded (0.6
times) with larger void size formed (0.3 to 1.0 µm).
Characteristics of Si3N4/GaAs
Metal-Insulator-Semiconductor Interfaces with Coherent
Si/Al0.3Ga0.7As Interlayers
DAE-GYU PARK,1 ZHI CHEN,1 and HADIS
MORKOÇ1,2
1--University of Illinois at Urbana-Champaign, Frederick Seitz Materials
Research Laboratory and Coordinated Science Laboratory, 104 South Goodwin
Avenue, Urbana, IL 61801. 2--Also at Wright Laboratory, Wright Patterson Air
Force Base, OH
KEY WORDS
Interfaces, metal-insulator-semiconductor (MIS), Si/AlGaAs
interlayers, SiN/GaAs
|
Si3N4/GaAs metal-insulator-semiconductor (MIS) interfaces
with Si(10Å)/Al0.3Ga0.7As (20Å) interface
control layers have been characterized using capacitance-voltage (C-V) and
conductance methods. The structure was in situ grown by a combination of
molecular beam epitaxy and chemical vapor deposition. A density of interface
states in the 1.1 x 1011 eV-1 cm-2 range near
the GaAs midgap as determined by the conductance loss has been attained with an
ex situ solid phase annealing of 600°C in N2
ambient. A dip quasi-static C-V demonstrating the inversion of the
minority-carrier verifies the decent interface quality of GaAs MIS interface.
The hysteresis and frequency dispersion of the MIS capacitors were lower than
100 mV, some of them as low as 50 mV under a field swing of about ±2 MV/cm.
The increase of the conductance loss at higher frequencies was observed when
employing the surface potential toward conduction band edge, suggesting the
dominance of faster traps. Self-aligned gate depletion mode GaAs
metal-insulator-semiconductor field-effect transistors with
Si/Al0.3Ga0.7As interlayers having 3 µm gate lengths
exhibited a transconductance of about 114 mS/mm. The present article reports
the first application of pseudomorphic Si/Al0.3Ga0.7As
interlayers to ideal GaAs MIS devices and demonstrates a favorable interface
stability.
Continuous In Situ Growth Rate Extraction Using Pyrometric Interferometry and Laser Reflectance Measurement During Molecular Beam
Epitaxy
J.J. ZHOU,1 Y. LI,1 P. THOMPSON,1 R.
CHU,1 and H.P. LEE,1 Y.C. KAO, and F.G. CELII
1--Department of Electrical and Computer Engineering, University of California,
Irvine, Irvine, CA 92697. 2--Corporate Research and Development, Texas
Instruments, Dallas, TX 75265
KEY WORDS
Growth rate estimation, in situ monitoring, laser
reflectance, molecular beam epitaxy (MBE), pyrometric interferometry
|
We describe a new, universal, and easy-to-use method for real-time thickness
and growth rate extraction based on in situ optical monitoring during
molecular beam epitaxy of GaAs/AlAs layered structures. The method is based on
a novel least-square phase extraction algorithm and a model-reference
comparison scheme. The new method demonstrates a significantly reduced growth
rate estimation error (<2%) on both pyrometric interferometry (PI) and laser
reflectance (LR) monitored data over conventional methods. Based on preliminary
studies, the new method also shows excellent dynamic tracking of growth rate
with a thickness resolution of only 30 nm when the growth rate is intentionally
changed.
Crystallographic Texture of C54 Titanium Disilicide as a Function of Deep Submicron Structure Geometry
V. SVILAN, K.P. RODBELL, L.A. CLEVENGER, C. CABRAL, JR., R.A. ROY, C. LAVOIE, J. JORDAN-SWEET, and J.M.E. HARPER
IBM T.J. Watson Research Center, Yorktown Heights, NY 10598
KEY WORDS
Crystallographic texture, TiSi2, x-ray diffraction
|
Detailed analysis of the crystallographic texture of C54 TiSi2 was performed and showed a strong correlation between the geometry of the silicide structures and preferential crystallographic orientation. The study was undertaken on blanket and patterned TiSi2 films formed in the reaction between 32 nm of Ti and undoped polycrystalline silicon using both in situ x-ray diffraction during heating and post-anneal four-circle pole figure reflection geometry measurements. Full pole figures were taken to determine the distribution of C54 TiSi2 grain orientations in narrow (0.2 to 1.1 µm) lines which was compared with similar results obtained from unpatterned (blanket) films. While in blanket films we found the presence of weak <311> C54 TiSi2 crystallographic orientation perpendicular to the sample surface, the <040> preferential orientation dominated in patterned submicron line structures and increased with decreasing linewidth. Using pole figure analysis, we observed strong <040> fiber texture in narrow lines with a slight variation in the tilt of the (040) planes normal in the direction perpendicular to the line (full width at half maximum [FWHM] ~6°), but very little along the length of the line (FWHM ~2°). In addition, a preferred in-plane (azimuthal) orientation of <040> crystals was found which showed that most of the <040> grains had their (004) plane normals oriented parallel with the line direction. These findings support a model of the C49 to C54 TiSi2 transformation involving rapid growth of certain orientations favored by the one-dimensional geometry imposed by narrow lines.
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